Financial Oversight – What is too Little and too Much?

By Randy D. Lewis, CFA, MBA
Senior Analyst, EquityNet Research
December 21, 2009
“Sweeping overhaul” was the term used to describe a new financial oversight bill that narrowly passed the House (223-202) last week, and many players in the industry, from investment managers, brokerage houses, to even investor relations professionals, are chiming in with their thoughts – and [...]